The U.S. Securities and Exchange Commission has proposed sweeping changes to initial public offering (IPO) and public-company rules that could make it …
Rule
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Regulation
SEC rescinds defendant ‘gag rule’ when settling enforcement actions
by shayaanby shayaanThe US Securities and Exchange Commission has rescinded a long-standing rule that barred settling parties in enforcement actions from denying the agency’s …
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Finance
NYSE Files Application with the SEC for a Significant Rule Change Also Affecting Cryptocurrencies
by shayaanby shayaanThe New York Stock Exchange (NYSE) has applied to the SEC for a rule change to allow tokenized securities to be traded …
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Regulation
US Banks Are Calling Senators Directly to Kill the CLARITY Act’s Stablecoin Yield Rule
by shayaanby shayaanUS banking groups have escalated their campaign against the CLARITY Act by calling Senate offices directly, with the North Carolina Bankers Association …
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The United Kingdom is revisiting its payments rulebook to support the adoption of new fintech and payment technologies such as stablecoins and …
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Regulation
SEC Approves Elimination of Pattern Day Trader Rule and $25,000 Minimum: FINRA
by shayaanby shayaanThe U.S. Securities and Exchange Commission on Tuesday approved FINRA’s proposed rule change eliminating the Pattern Day Trader designation, the $25,000 minimum …
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Regulation
How Japan’s Crypto Travel Rule Amendment Gives FSA New Transaction Surveillance Powers
by shayaanby shayaanLast year, Japan moved to widen the reach of its crypto travel rule regime, signaling that the country’s regulatory focus is shifting …
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Regulation
U.S. Department of Labor Proposes Rule Allowing Pension Funds to Invest in Bitcoin and Altcoins
by shayaanby shayaanA significant regulatory step has been taken in the US that closely concerns cryptocurrency markets. The US Department of Labor has proposed …
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In brief The proposal implements President Trump’s order last year to expand 401(k) access to alternative assets. Few retirement plans offer alternatives, …
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Markets
US Labor Department Eyes 401(k) Crypto Access, Bitcoin Considered In New Rule
by shayaanby shayaanThe US Labor Department published a proposed regulation on Monday intended to give 401(k) participants access to alternative investments, including crypto assets …