Penalty

US financial regulators have delivered the largest civil penalty ever assessed against a broker-dealer for anti-money laundering rule breaches. The U.S. ?Department …

Ripple Remedies Fight Gets Another SEC Filing as Final Penalty Debate Drags On is the kind of crypto story that looks simple …

The Commodity Futures Trading Commission (CFTC) has levied a $500,000 penalty and restrictions against crypto exchange KuCoin’s operator, barring it from allowing …

The New York Stock Exchange has agreed to pay a $9 million penalty to settle charges brought by the US Securities and …

In short The settlement would require Rainberry, the company behind BitTorrent, to pay a $10 million civil penalty. The SEC would dismiss …

Dunamu, operator of the cryptocurrency exchange Upbit, has filed an objection to a 35.2 billion won ($25.1 million USD) penalty imposed by …

The Finance Bill introduced daily fines and a flat penalty for incorrect crypto disclosures while leaving the existing tax and TDS framework …

The world’s second-largest crypto exchange by trading volume is re-entering the Indian market after securing mandatory registration with regulators and paying a …

The Federal Deposit Insurance Corporation (FDIC) is penalizing a Weir, Kansas-based bank with a monetary fine equal to over a quarter of …

The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and three broker-dealers …