advisers

In brief Sen. Richard Blumenthal asked Tether to hand over records on its dealings with Bo Hines and his consulting firm, Nxum, …

That estimate includes an independent control report but leaves out some potentially significant technology costs. For clients, the consequence could be that …

In brief The SEC proposed a tailored framework for how registered investment advisers and regulated funds can custody crypto, seeking to clarify …

The regulator issued a proposed rule for custody, marking a swan song for its inaugural Crypto Task Force chief, Commissioner Hester Peirce, …

The SEC’s Rule 206(4)-5, known as the “pay-to-play” rule, prohibits an investment adviser from getting paid by any governmental client for two …

The White House Council of Economic Advisers thinks it has found a $35 billion idea hiding inside America’s retirement accounts. The pitch: …

This is a segment from the Forward Guidance newsletter. To read full editions, subscribe. After witnessing the post-election rise in crypto asset …